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Having discussed purely leptonic decays, I now turn to semileptonic decays of the form
where
denotes any hadronic system, and
is a pseudoscalar meson containing a heavy (unstable) quark
and a lighter antiquark
(e.g.,
. Such decays are of particular significance because the leptons they produce are in many reactions the only signals for heavy flavor production. The basic diagrams for semileptonic
decays are shown schematically in Fig. 3. In Fig. 3(a), the heavy quark Q undergoes an independent semileptonic decay, while in Fig. 3(b), it disappears through annihilation with a ``spectator'' antiquark in the initial
into a
pair: in most cases, the mechanism (a) probably dominates. The rough size of the incoming
state is
if
(or
otherwise): hence its constituents are typically off-shell by an amount
, giving the
, a Fermi momentum
. So long as
(as for
, it should probably be adequate to estimate the process of Fig. 3(a) by approximating the initial
as free. For sufficiently large
, inclusive
decays in which all possible final hadron systems
are summed over, may be estimated to
, by treating the final
as free. In this approximation (and for simplicity taking at first
, the
energy spectrum is analogous to the
spectrum in
decay, and is given by
(for negatively charged
) or
(for positively-charged
), where
(10). Thus
or 0.35 (note that
is conveniently a Lorentz invariant for massless
and unpolarized
): for finite
is softened by a factor
. In QCD perturbation theory, the
produced by the
emission need not be on-shell, but may have a spectrum of invariant masses extending up to the kinematic boundary
, thus softening the
spectrum produced in the decay. Assuming
, the production of a lepton with energy fraction x requires that the total transverse momentum emitted in gluons by the outgoing
be
. This restriction forces any gluons emitted to be both soft and nearly collinear with the
, yielding double logarithmic terms. Keeping only leading terms at
, the
correction becomes [19,20]

(which implies a correction
) to
(11). Emissions of multiple soft and collinear gluons are independent, and their effects thus exponentiate when summed to all orders in
(in the leading double log approximation), yielding

(Since this approximation is formally valid only for
, modifications e.g., to
by polynomials in
cannot be distinguished). Note that whereas the
form (2) exhibited an unphysical divergence at
, the exponentiated form (3) goes to zero as
(after a peak at
, corresponding to a produced
invariant mass
). This radiation damping results from the impossibility of producing
with no gluon emission. Eq. (3) assumes
: for
, divergences from collinear gluon radiation are regulated, and the correction factor becomes

(An analogous result obtains in
decay with
(e.g., Ref. [22]). The double log exponentiation (3) is known only to leading order: exponentiation of the single log terms appearing when
is proven to all orders. For large
, one may also estimate the total semileptonic decay rate from Fig. 3(a) using perturbation theory. To
, the correction due to gluon emissions is analogous to that in
decay and given by
: integration of the approximate differential decay spectrum (2) yields
(12). The excellence of this approximation suggests an estimate of the correction summed to all orders in
by integration of (3), yielding [20]
, with
and co erf
(13). Note that no infrared divergences appear at any order in
: they are cancelled by summation of all possible gluon configurations (real and virtual corrections) in the final state. (If the incoming
were massless, then it could be degenerate with states containing in addition collinear gluons; uncancelled infrared divergences would remain unless the contributions of such states were included. The cancellation of infrared divergences associated with scattering or decay of a single incoming massive quark on summation only over possible final states has been proved to all orders in
[23]. The absence of infrared divergent terms sensitive to the structure of the initial state supports the approximation of an isolated initial
. It is also noteworthy that the
found here contains no uncancelled ultraviolet divergences or
terms: the
exchange is thus safely approximated by a four-fermion interaction. The reason for this is that gluon corrections to
act only at the
vertex: they are ultraviolet finite by virtue of the QCD Ward identity (since
is color singlet) (14) , and cannot depend on
(but only on the
invariant mass
. The ultraviolet behavior of electromagnetic corrections to
(e.g.,
is somewhat more complicated [24]: because
is charged, virtual photons may be exchanged between
and/or
and
, so that a
box diagram occurs. Such a diagram is ultraviolet divergent when
so (local four-fermion interaction). However, in the particular case of
decay with a
coupling, the divergences and
terms cancel. This may be proved by showing that no divergences appear as
. In this limit the local
interaction may freely be Fierz transformed and for
couplings, may be written as
with the same
couplings. This interaction may be pictured as occurring by exchange of an (infinite mass) fictitious neutral vector
between
and
. Then photon corrections occur only at the
vertex, and are ultraviolet finite because the
current is (approximately (14) ) conserved (and clearly cannot depend on the fictitious
. If, however, the original coupling is not of the
form, then Fierz rearrangement will introduce non-vector currents, which are not conserved, and usually lead to ultraviolet divergences (hence electromagnetic corrections to neutron decay with phenomenological
fields and
A coupling are not ultraviolet finite). Further, only if in
the electric charges
is Fierz rearrangement to neutral currents possible. Electromagnetic corrections to
with e.g.,
are not ultraviolet finite as
: to obtain renormalizable corrections, one must use the complete Weinberg-Salam model in this case, and include, for example, photon emissions from the intermediate
. After renormalization, electromagnetic corrections to
may well contain
terms.
The considerations of the previous paragraph were based on perturbation theory. Hadronic effects presumably become important when gluon emissions have degraded the final
invariant mass to within
of its mass shell. The behavior of
for
is particularly sensitive to this region, so that perturbative estimates become unreliable (and, for example, the peak at
from (3) with an effective coupling
may be swamped by hadronic effects). Nevertheless, experimental electron spectra from
decays may be adequately fit by the perturbative estimates but including a Fermi smearing
for the initial
(and taking
,
(15) ): setting
leads to a slightly worse fit. For example, the experimental [25]
while with
one obtains
and with 
to
and
by estimating higher orders as in (3). For
-quark decays, hadronic effects should be comparatively unimportant: assumed a dominant
coupling, one may therefore make a firm prediction of
for this case (if
, it would become
).
The discussion of semileptonic decays above has assumed the mechanism of Fig. 3(a). The process of Fig. 3(b) would yield different results. In direct analogy to the discussion of purely leptonic pseudoscalar meson decays above, the rate for Fig. 3(b) (with
vanishes by helicity suppression when the energy of the final hadrons goes to zero. To determine the recoil hadron energy spectrum, one must estimate what fraction of the initial
energy is effectively carried by the
and
(when the
is ``probed'' by a
of invariant mass
). A rough guess would be that the gluons in
effectively carry an energy
(19). In that case, Fig. 3(b) would suffer a helicity suppression
. In addition to such ``primordial'' gluons, the presence of the
interaction may induce gluon radiation whose rate may perhaps be estimated by perturbation theory. Starting from a color singlet pure
system two gluons must be emitted to conserve color (so that
occurs), although one of these gluons may be arbitrarily soft. In practice, the initial state must always contain some gluons albeit arbitrarily soft, which allow the annihilating
to be in a color 8 state, and thus require no second gluon emission. (Formally, the
process exhibits an uncancelled infrared divergence (16); this is presumably cancelled when the appropriate composite initial state is included). I shall assume that the process may be estimated by considering only single hard gluon emission, and that the amplitude for the soft gluon processes which account for color conservation is one. Then the single gluon energy spectrum [26]
, and the total rate is given in analogy with
by
, where the effective
color magnetic moment is taken as
(19)
for
. This rate is to be compared with the (free quark approximation) result
for Fig. 3(a), after accounting for the different mixing angles (hence effective
) sampled in the two cases. For
decays, Fig. 3(b) is Cabibbo suppressed, while Fig. 3(a) is not. In
decays, on the other hand, neither Fig. 3(b) nor Fig. 3(a) suffers Cabibbo suppression. Taking the estimates
given above suggests
, which is not competitive with Fig. 3(a). An evident consequence of the mechanism of Fig. 3(a) is that semileptonic
and
decays should be similar. (Experimental results support the similarity of lepton spectra [25] and probably total rates in semileptonic
and
decays). If Fig. 3(b) were important in
decay, then its semileptonic decay width would be larger than those of
and
; (although if
were important, the
energy spectrum would fortuitously probably be quite similar, with
. For mesons containing
quarks, only
states may undergo semileptonic decays through Fig. 3(b) without additional mixing angle suppression: but there the ratio of Fig. 3(b) to Fig. 3(a) is probably still smaller than for
decays.
One may be tempted to apply the basically perturbative analysis of semileptonic decays given above to
decays. The
mass is, however, far too small for such a procedure to be profitable: one should instead consider explicit exclusive hadronic modes, such as
. In describing exclusive semileptonic decays, one must sum coherently (20) over possible quark subprocesses: by construction, all subprocesses yield the same final state. Decays of the form
(which for zero
invariant mass occur only through the vector weak current) may often be related to each other and to electromagnetic processes using approximate SU(3) invariance. For example, isospin invariance constrains
(up to 0(1%) phase space and electromagnetic radiative corrections). However, for decays such as
the number of possible contributing amplitudes precludes such relations. The mechanism of Fig. 3(a) suggests that
: on the other hand, the process of Fig. 3(b) can occur (with ``valence'' quarks) only for
(yielding an
state), suggesting that the rates for the
and
decay may differ. Fig. 3(b) probably suffers little helicity suppression with respect to Fig. 3(a) in this case. (Experimentally,
has a measured branching ratio
, while the
ev branching ratio is
; it would be expected at a level
.
In Fig. 3(a),
is not necessarily the heaviest quark in
. For example, a
meson may decay either through
(to
) or through
(to
, where in the latter case,
follows. Unless mixing angles strongly inhibit decays of the heavier quark, these will, however, probably dominate (for the (
) case,
.
The discussion of semileptonic decays above has implicitly assumed that the decaying meson mass
. When
approaches
, the semileptonic
decay rate (from Fig. 3(a)) will increase, as the intermediate
becomes closer to its mass shell: in the limit
,
is enhanced by a factor six through this effect. When
, decays to real
should dominate (since they involve fewer powers of the semiweak coupling constant): the resulting three hadron jets should provide a spectacular signature for production of such heavy
, e.g., in
collisions [28]. A simple calculation of the rate for the decay
indicates that it grows
, due to the production of longitudinally-polarized
so that for
, a produced
would undergo weak decay before being confined into a pseudoscalar meson: it could therefore, for example, transmit polarization information from its production to its decay products. However, the presence of fermions with
is not consistent [29] with the standard weak interaction model used to calculate the
decay rate. The semileptonic decays considered above were all of pseudoscalar mesons. However, for
, vector
(i.e.,
) states should decay through
with an
branching ratio [30]. As mentioned above,
with masses close to
should exhibit large
branching ratios.